The Commission published the results of 2017, securities companies News Channel _ _ _ China accounting perspective network required to accountants - CPA | Certified Tax | Accounting titles | Senior Accountant | Accounting practitioners

according to" (Hereinafter referred to as the "Provisions"), the securities company self-assessment, the Securities and Futures Commission preliminary examination, China Securities Institutional Supervision Department review, by the China Securities Regulatory Commission Securities Fund Institutional Supervision, Securities Regulatory Bureau, self-regulatory organizations, securities companies, representatives of the composition of the securities company classification evaluation expert review committee to determine the 2017 securities company classification results. The results of the classification of securities companies are not for securities companies Status and rating of the evaluation, but the securities regulatory authorities in accordance with the needs of prudential supervision to securities companies Ability-based, combined with the company's market competitiveness and compliance management level, the comprehensive evaluation of securities companies, mainly embodies the securities companies compliance management and risk The overall situation. Securities companies are divided into A ( , (A), B (BBB, BB, B), C (CCC, CC, C), D, E and other five categories 11 levels. A, B, C three categories of companies at all levels are normal operating companies, its class, the level of the division only reflects the company in the industry Capacity and the level of compliance management. Class D, Class E companies are potential risks may exceed the company can bear the scope and be subject to risk management measures to take the company. According to the classification results of the securities companies, the CSRC implemented differentiated regulatory policies for different types of securities companies in respect of administrative licensing, regulatory resource allocation, on-site inspection and off-site inspection frequency. The classification results are mainly used by the securities regulatory authorities. The securities companies shall not use the classification results for commercial purposes such as advertising, publicity and marketing. Reporters found that this year did not meet Qualified company, where There are 11 companies, including GF , Securities, CICC, Securities, SWS , Securities, etc .; Securities, Southwest Securities, the two companies have access to the C level is also the lowest rating of all companies, there are analysts that Founder Securities, Southwest Securities, the two low-level and last year's repeated violations have a certain connection. The results of the classification of securities companies in 2017 are as follows (sorted by company name Pinyin): Of the 129 companies this year, 32 companies are required to work with their parent companies Evaluation, namely: Goldman Sachs Gao Hua (parent company Gao Hua), the Yangtze River sponsor, Changjiang Securities (Parent company Changjiang Securities), the first venture Securities (parent company first business), Securities Management, oriental Securities (parent company Orient Securities), (Parent company Evergrande Securities), Everbright Securities Asset Management (parent company Everbright Securities), GF Securities Asset Management (parent company GF Securities), Huaying Securities (parent company Guolian Securities), Cathay Pacific Securities asset management, Securities (parent company Guotai Junan Securities), Hai Tong Securities Asset Management (parent company Haitong Securities), Long money (parent company Hengtai Securities), Joint, Huatai Securities Asset Management (parent company Huatai Securities), Securities (parent company Huaxin Securities), Qilu Securities Asset Management (parent company Securities), Sino - German securities (parent company Securities), securities assets management (parent company Securities), Jinhui Securities Asset Management (parent company Galaxy Securities), Zhejiang Securities Asset Management (parent company Zhejiang Securities), Securities (Parent company Treasury Securities), Guosheng Securities Asset Management (parent company Guosheng Securities), Shenwan Securities Co., Ltd. (the parent company of CITIC Securities), China Merchants Securities Asset Management (parent company investment securities), financial securities asset management Sponsor, Shen Wan Hongyuan West (parent company Shen Wanhong source), the East card Asset management (parent company Northeast Securities), Huijin Asset Management (parent company Bohai Securities).