Commission first half penalty nine intermediary channels 30 people Shichangjinru _ News Network _ _ China accounting perspective needed to accountants - CPA | Certified Tax | Accounting titles | Senior Accountant | Accounting practitioners

In the first half of 2017, the China Securities Regulatory Commission (CSRC) conscientiously implemented the general secretary of Xi Jinping Reform and development of a series of important instructions in accordance with the spirit of the CPC Central Committee and the State Council on strengthening Supervision and crack down on illegal work requirements, and implement the principle of strict and strict supervision and enforcement according to law, strict and efficient civilized administrative punishment work, made a total of 113 administrative penalties, fines total 6.363 billion yuan, an increase over the same period last year 149%, 30 people to implement the market ban, close to the level of last year, faithfully maintain the market "three" principle, and effectively protect The legitimate rights and interests of the capital market for the steady and healthy development of a strong guarantee. Strengthen the law enforcement high pressure situation, continue to increase penalties. The manipulation of "Duolun shares" case penalty over $ 3.4 billion, Tang Hanbo cross-border manipulation of "Commodity City" case, Tang Hanbo, Tang Yuanzi and other manipulation of "flush" and so on The case of a total of over $ 1.2 billion, Zhu Kangjun manipulation " Metro "and other stock fines over 500 million yuan, Xu Liu Sheng manipulation" Equipment "and other stock cases, nine run tube industry "Hairun PV" case penalty are over 100 million yuan. Deng Yun shares case, a great energy case, Securities Illegal violation of the case and other information disclosure of the relevant cases of illegal cases by the top grid punishment. The words, Li You and other eight parties were taken for life Prohibited measures. Law enforcement must be strict, illegal, the top grid punishment is not soft, highlighting the SFC on the market chaos scraping bone poisoning, strong medicine to the determination and courage, effectively curbed the high incidence of illegal violations. Efforts to enhance the efficiency of law enforcement, timely response to market concerns. For the market attention, high social impact of the case, the Commission decisive Sword, efficient law enforcement, nine good , Saddle heavy shares of information disclosure illegal series of cases 2 months trial closed, Huiqiu technology, match the convex information disclosure illegal cases, Ma Yongwei, Cao Yong manipulation of "Fuda shares" case 3 months trial, Tang Hanbo cross-border manipulation "Commodity City" case and Tang Hanbo, Tang Yuanzi and other manipulation of "flush" and other stock cases, Deng Yun shares case closed for 5 months, promptly responded to market concerns, quickly restored the market order, forming a strict law enforcement normalized stability expectations The Continue to expand the field of law enforcement, the main market coverage. The first half of the 24 cases of illegal handling of information disclosure, insider trading cases 24, Cases of 14 cases, 12 cases of illegal institutions, short-term trading cases 6, 6 cases of illegal reduction of stock cases, in addition to illegal trading of employees, the use of undisclosed information transactions, ultra-proportion of shares are not disclosed, fabricated false Information, legal person to use other people to buy and sell securities, , The company illegal and other types of cases. Part of the information disclosure illegal cases were investigated The controlling shareholder, the actual people, Reorganization of the counterparty side of the responsibility, part of the short-term trading case held by the shareholders of listed companies to act in concert. Strengthen the accountability of law enforcement agencies, Capital market can not be outside, supervision and enforcement of the various fields, all aspects of the main coverage of the main body, the law network weaving, leaving no dead ends, illegal institutions and illegal elements nowhere to hide. And gradually standardize the law enforcement procedures to enhance the level of administration according to law. Should be the application, the first half held a total of 47 administrative penalties hearing, strictly abide by the "Administrative Punishment Law", "China Securities Supervision The provisions of the rules and procedures prescribed by the Administrative Punishment Hearing Rules of the Commission shall fully guarantee the right of the parties concerned to examine the files and state the right of defense, and strive to do so. A number of mainstream media audition Huiqiu technology, match the convex information disclosure illegal cases, Jiujia Group, saddle heavy shares of information disclosure illegal cases, Tang Hanbo cross-border manipulation of market cases and other cases of hearings, enhanced administrative penalties The transparency of the work, to strengthen the warning of the main market education, and strengthen the legal effect of law enforcement and social effects. The next step, the SFC will continue to adhere to the principle of strict and strict supervision and enforcement of law, and always maintain the securities and futures violations of the high pressure situation, keep the bottom line of supervision, maintenance of open, fair, The market order, to create a standardized and transparent market environment, to protect the legitimate rights and interests of investors to promote the stable and healthy development of capital markets, and better serve And social development, with excellent results to meet the party ten Victory held.