China Banking Regulatory Commission basically completed the " three three four" self-examination and rectification accountability_World light industry Home Information Technology

, Prudent supervision of the Secretary Xiao Yuan in the "CBRC recent focus on the work of briefing" said at the meeting, the current industry Institutions, "three three four" special treatment has been completed self-examination, the repeated investigation of repeated organizations in accordance with the law strict, re-take regulatory measures. In the first half of this year, the CBRC organized a "three violation" (in violation of financial laws, violation of regulatory rules, violation of internal regulations), "three "(Regulatory arbitrage, idle arbitrage, associated arbitrage)," four improper "(improper innovation, improper trading, improper incentives, improper charges) special treatment, while the implementation of chaos, Of the comprehensive management program, resolutely rectify the market chaos, to combat illegal acts, supervision of financial institutions adhere to market order, according to the law compliance. Xiao Yuan said that at present, the banking financial institutions have basically completed the self-examination, follow-up supervision and rectification accountability work is an orderly process of progress. For self-examination and inspection found in the problem, requiring financial institutions to seriously standard, standardize the rectification of illegal acts according to law punish, Accountability, the rectification work is not implemented, accountability is not in place, especially repeated investigation of these organizations repeatedly, according to strict, take heavy regulatory measures. The first half of the year also carried out a number of administrative penalties and accountability, right Chaos, illegal acts played a strong deterrent effect. On the implementation of the CBRC "three three four" and a series of initiatives, the CBRC on-site inspection bureau deputy director To further explain from Deployment, the CBRC adhere to the problem-oriented and risk-oriented, focusing on regulating the banking business behavior, to purify the financial order, to prevent and resolve , To guide the banking industry to return to the origin, focus on the main business, better service ; On the one hand, the CBRC organizes the work in accordance with established arrangements and arrangements; on the other hand, it concerns the impact of regulatory measures on the overall situation of financial stability. Taking full account of the business complexity and risk of banking financial institutions Level and Compliance ability, scientific grasp of the intensity and rhythm, a reasonable set of self-examination, regulatory inspection and rectification and other aspects of accountability, orderly promotion of special governance. Li Lin said that at present, the self-examination of banking financial institutions has basically ended, the supervision of regulatory agencies at all levels are nearing completion, the CBRC is collecting, summarizing and analyzing all aspects of the situation. On the whole, the special governance work has achieved initial results, some risks have been properly resolved, some of the signs of the problem has been resolved in a timely manner, some institutions and responsible personnel to be severely punished, to prevent and control financial risks, standardize financial order, Stability played a positive role. Li Lin introduced the next step, the CBRC will be deployed in accordance with the work, from the following aspects to promote special governance work: First, to carry out the rectification of the problem. And urge the banking financial institutions to legislate to change, while check the side change, learn by analogy, dig deep roots of the problem, all-round "missing fill gaps", and effectively enhance the sense of compliance, focus on building internal control compliance culture. Second, strict supervision according to law. Adhere to the law will be investigated, the investigation will be strict, insist on confiscation of illegal income and fine both, insist on institutional penalties and personnel penalties simultaneously, heavy rectification of all kinds of illegal acts, resolutely control all kinds of banking chaos. Three is to make up for the regulation of short board. For the special governance found that the problem, to strengthen the top design, what to fill what, improve the regulatory system. At the same time, to further strengthen the system And binding, to enhance the effectiveness of supervision, adherence to the bottom line does not occur systemic financial risks.