Auditors relatives of insider stock information was subject to heavy penalties _ News Channel network _ _ China accounting perspective needed to accountants - CPA | Certified Tax | Accounting titles | Senior Accountant | Accounting practitioners

recently, According to the law of two cases to make administrative penalties, including: 1 case Case, 1 case case. 1 insider trading case, cable (Referred to as the East cable) Kemou, involved and is mainly responsible for the Eastern Cable 2014 on site The work of the Jinmouhua Department of Oriental Cable 2014 year Program this insider information insider. In the insider information sensitive period, Jin Guoqiang (Jin Mouhua's brother) and Jin Mouhua there is communication, Jin Guoqiang use their own and spouse Account to buy "Oriental cable" 235,900 shares, profit of about 1.855 million yuan. Inside the insider information sensitive period, Li Guangming heard of the East Cable After the news to the office to consult the Xu Xiaoguang "Oriental cable" to buy the proposal, after Xu Xiaoguang initiative and Kemou call, Li Guangming full presence. Xu Guangguang then use its own securities account to buy "Oriental cable" 73,849 shares, profit of about 757,000 yuan; Li Guangming use of its own securities account to buy "Oriental cable" 14,000 shares, profit of about 92,000 yuan. Jin Guoqiang, Xu Xiaoguang, Li Guangming the above acts in violation of the "Securities Law" Article 73, Article 76, according to "Securities Law" Article 202, I will decide to confiscate Jin Guoqiang illegal income of about 1.865 million yuan, and impose about 5,537,000 Yuan confiscated Li Guangming illegal income of about 92,000 yuan, and impose a fine of about 277,000 yuan; confiscated Xu Xiaoguang illegal income of about 757,000 yuan, and impose a fine of about 2.271 million yuan. 1 case of manipulation of the market case, Heng Kang medical Shareholding Co., Ltd. (referred to as Heng Kang Medical) the controlling shareholder and the actual People Que Wenbin and butterfly color ( ) Limited (referred to as butterfly color) ), Butterfly assets actual control person Xie Fenghua conspiracy, use as The controlling shareholder and the actual controller has the information superiority, controls the Hengkang medical-intensive release good information, the man-made manipulation The content and the point of time, not timely, true, accurate and complete disclosure of information on the adverse health of Hengkang, exaggerate Hengkang medical research and development capabilities, select the point of time to disclose Hengkang health care has significant significant information, by "market value "Through the above-mentioned series of information disclosure of the comprehensive effect, objectively misleading the , Affecting the "Heng Kang medical" stock price, to achieve the high price of Que Wenbin "Heng Kang medical" purposes. Que Wenbin, butterfly assets, Xie Fenghua's behavior in violation of the "Securities Act" Article 77, according to "Securities Law" Article 203, Article 233 and " (Article 3 of the Securities and Futures Commission Order No. 33), I will decide to confiscate the illegal income of the butterfly assets of $ 49.88 million and impose a fine of $ 79.16 million; give a warning to Xie Fenghua and impose a fine of $ 600,000; Confiscated Que Wenbin illegal income of about 304.1 million, and impose a fine of about 304.1 million. At the same time, Xie Fenghua to take lifelong securities market ban measures. The above acts violate the securities Laws and regulations, undermine the market order, must be resolutely to be hit. I will continue to insider trading, manipulation of the market and other illegal activities to maintain high pressure situation, according to the law in accordance with the precise strike to protect the legitimate rights and interests of investors.